Video: CBDC’s and the Institutionalisation of Crypto Assets in Europe Crypto Legal/Compliance Operations HFM On-Demand Video: CBDC’s and the Institutionalisation of Crypto Assets in Europe HFM Events Sep 13, 2021
Legal/Compliance Operations Leadership Wheelhouse Advisors IFPR Impact Assessment Findings and Insights Report Wheelhouse Advisors Sep 10, 2021
Navigating the IFPR & prepping for the looming deadline Legal/Compliance Operations HFM Content Operations Navigating the IFPR & prepping for the looming deadline +1 Stephanie Taylor and 1 other Sep 10, 2021
Legal/Compliance Leadership Partner Content Legal IFPR New Challenges Coming for UK Investment Managers Wheelhouse Advisors Sep 09, 2021
Legal/Compliance Partner Content Legal Wheelhouse Advisors: IFPR Case Study Wheelhouse Advisors Sep 09, 2021
A Change in Control Is More than Just a Standard Notification Legal/Compliance Operations Partner Content Legal A Change in Control Is More than Just a Standard Notification Effecta Sep 09, 2021
IFPR: Making the move from ICAAP to ICARA Legal/Compliance Operations Leadership IFPR: Making the move from ICAAP to ICARA Wheelhouse Advisors Sep 06, 2021
MiFID II – A mid year look Legal/Compliance Operations HFM Content Legal MiFID II – A mid year look Sam Patmore Aug 19, 2021
Video: Fireside Chat | The Biden Administration - Regulating Cryptocurrency Trading in the US Crypto Legal/Compliance Operations HFM On-Demand Video: Fireside Chat | The Biden Administration - Regulating Cryptocurrency Trading in the US +1 HFM Events and 1 other Aug 12, 2021
Video: In Conversation with the FCA - Regulating Cryptocurrency Trading in the UK Crypto Legal/Compliance HFM Event HFM On-Demand Video: In Conversation with the FCA - Regulating Cryptocurrency Trading in the UK +1 HFM Events and 1 other Aug 12, 2021
Shaping the Future of Cryptocurrency Regulations Crypto Legal/Compliance Leadership Operations Shaping the Future of Cryptocurrency Regulations Megan Herzl Jul 29, 2021
Alternative funds in Switzerland Legal/Compliance Operations Partner Content Operations Alternative funds in Switzerland +1 HFM Connect and 1 other Jul 21, 2021
News round-up: SEC policy team announced; Hedge funds follow ‘seasonal pattern'; People moves Legal/Compliance Operations HFM Content Operations News round-up: SEC policy team announced; Hedge funds follow ‘seasonal pattern'; People moves Stephanie Taylor Jul 19, 2021
Video: Update from the SEC - Priorities for the year ahead Legal/Compliance Operations HFM Event HFM On-Demand Video: Update from the SEC - Priorities for the year ahead HFM Events Jul 05, 2021
A guide to prospective ESG regulation in the US ESG Legal/Compliance HFM Content Operations A guide to prospective ESG regulation in the US Sam Patmore Jun 25, 2021
IA advertising regulations 60 years in the making Legal/Compliance Operations HFM Content Legal IA advertising regulations 60 years in the making +1 HFM Connect and 1 other Jun 24, 2021
Recovering What’s Due: ISS Securities Class Action Services Legal/Compliance Partner Content Legal Recovering What’s Due: ISS Securities Class Action Services ISS Securities Class Action Services Jun 10, 2021
COVID-19 Update: Investor Related Class Actions Covid-19 Legal/Compliance Investor Relations Legal COVID-19 Update: Investor Related Class Actions ISS Securities Class Action Services May 28, 2021
Video: Presentation - New Prudential Regime for Investment Firms (IFPR) Legal/Compliance Operations HFM Event HFM On-Demand Video: Presentation - New Prudential Regime for Investment Firms (IFPR) +1 HFM Events and 1 other May 25, 2021
The FCA Report on Implementing Technology Change Legal/Compliance Technology Partner Content Technology The FCA Report on Implementing Technology Change RFA May 17, 2021